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Advisor at MAI CAPITAL MANAGEMENT, LLC
Ponte Vedra Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 19, 2021 | n/a | yes | Ponte Vedra Beach, FL | Current employment |
| WJ INTERESTS, LLC | Independent wealth | Jul 7, 2016 | Feb 12, 2021 | no | SUGAR LAND, TX | Previous registration |
| HFG WEALTH MANAGEMENT, LLC | Independent wealth | Jan 31, 2015 | Apr 20, 2016 | no | THE WOODLANDS, TX | Previous registration |
| KEENER FINANCIAL PLANNING | Independent wealth | Apr 30, 2013 | Apr 4, 2014 | no | KELLER, TX | Previous registration |
| PETERSEN HASTINGS WEALTH ADVISORS, INC. | Independent wealth | Aug 24, 2010 | Apr 9, 2013 | no | KENNEWICK, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WJ INTERESTS, LLC | MAI CAPITAL MANAGEMENT, LLC | Feb 12, 2021 | Mar 19, 2021 | 35 | Firm change | RIA to RIA |
| HFG WEALTH MANAGEMENT, LLC | WJ INTERESTS, LLC | Apr 20, 2016 | Jul 7, 2016 | 78 | Firm change | Other |
| KEENER FINANCIAL PLANNING | HFG WEALTH MANAGEMENT, LLC | Apr 4, 2014 | Jan 31, 2015 | 302 | Firm change | Other |
| PETERSEN HASTINGS WEALTH ADVISORS, INC. | KEENER FINANCIAL PLANNING | Apr 9, 2013 | Apr 30, 2013 | 21 | Firm change | Other |