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RIA / WealthAdvisor34 years in industry

JAMES JOSEPH MAILLIARD

Advisor at DIVERSIFY WEALTH MANAGEMENT, LLC

SOUTH JORDAN, UT | Phoenix, AZ

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Search this name across graphsid dfx:ria:798a7e37-be7a-4a0c-c1ee-3fc8abb8ea47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 6, 1992
First registration: Aug 1, 2001
Dual registered: no
Other names: JIM MAILLIARD|JAMES JOSEPH MAILLIARD|JAMES JOSEPH MALLIARD
IAPD individual key: 2206396

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY WEALTH MANAGEMENT, LLC	Independent wealth	Jul 18, 2024	n/a	yes	SOUTH JORDAN, UT\|Phoenix, AZ	Current employment
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Mar 1, 2023	Aug 15, 2024	no	Phoenix, AZ\|MINNEAPOLIS, MN	Previous registration
PERSPECTIVE FINANCIAL SERVICES LLC	Former SEC adviser	Oct 27, 2006	Apr 4, 2023	no	PHOENIX, AZ	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Aug 3, 2004	Aug 24, 2006	no	CHICAGO, IL\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MILLER/RUSSELL & ASSOCIATES, INC.	n/a	Jun 4, 2004	Jun 15, 2004	no	PHOENIX, AZ	Previous registration
MILLER/RUSSELL & ASSOCIATES INC	n/a	Aug 1, 2001	Jun 15, 2004	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT ADVISOR NETWORK, LLC	DIVERSIFY WEALTH MANAGEMENT, LLC	Aug 15, 2024	Jul 18, 2024	-28	Firm change	Ibd to RIA
PERSPECTIVE FINANCIAL SERVICES LLC	THRIVENT ADVISOR NETWORK, LLC	Apr 4, 2023	Mar 1, 2023	-34	Firm change after gap	RIA to ibd
BANC ONE SECURITIES CORPORATION	PERSPECTIVE FINANCIAL SERVICES LLC	Aug 24, 2006	Oct 27, 2006	64	Firm change	Other
MILLER/RUSSELL & ASSOCIATES INC	MILLER/RUSSELL & ASSOCIATES, INC.	Jun 15, 2004	Jun 4, 2004	-11	Firm change	Other
MILLER/RUSSELL & ASSOCIATES, INC.	BANC ONE SECURITIES CORPORATION	Jun 15, 2004	Aug 3, 2004	49	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
304569:329878:MN:2024-08-15	Aug 15, 2024	Jul 18, 2024	MINNEAPOLIS, MN	Firm change
127704:304569:AZ:2023-04-04	Apr 4, 2023	Mar 1, 2023	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (5)

→ DIVERSIFY WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Mar 1, 2023 to Aug 15, 2024factForm ADV
→ PERSPECTIVE FINANCIAL SERVICES LLCRegistered adviserregistration: previous registration
Oct 27, 2006 to Apr 4, 2023factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 3, 2004 to Aug 24, 2006factForm ADV
→ MILLER/RUSSELL & ASSOCIATES INCRegistered adviserregistration: previous registration
Aug 1, 2001 to Jun 15, 2004factForm ADV

Dated events

Occurred
Aug 15, 2024
Advisor changed firm
James Joseph Mailliard left Thrivent Advisor Network, Llc for Diversify Wealth Management, Llc (registered 2024-07-18)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2023
Advisor changed firm
James Joseph Mailliard left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-01)
Form ADVobserved 4 days ago