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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PERSPECTIVE FINANCIAL SERVICES LLC

CRD 127704

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c9bb94f-e0e6-7edb-3637-ca7c350f2a8a

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Mar 20, 2012 to Mar 28, 2023
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $213MItem 5.F on the latest filing (2023-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $210M
Private client RAUM: $213MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 815
Individual clients: 176
High net worth clients: 82
Custody, client assets: $31.7M
SEC number: 801-67234
CRD: 127704
Filings on the tape: 34
First filed: Mar 20, 2012
Latest filed: Mar 28, 2023
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCANN, MICHAEL, PATRICK	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	07/2003	Mar 20, 2012	Mar 28, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 28, 2023	$213M	$210M	7	6	0	n/a	n/a
2021	Mar 23, 2022	$231M	$229M	7	6	0	n/a	n/a
2020	Mar 12, 2021	$191M	$189M	6	5	0	n/a	n/a
2019	Mar 12, 2020	$171M	$168M	6	5	0	n/a	n/a
2018	Feb 15, 2019	$144M	$143M	6	5	0	n/a	n/a
2017	Mar 1, 2018	$151M	$150M	7	6	0	n/a	n/a
2016	Jan 17, 2017	$137M	$133M	6	5	n/a	n/a	n/a
2015	Feb 3, 2016	$128M	$127M	7	7	n/a	n/a	n/a
2014	Jan 27, 2015	$126M	$124M	7	7	n/a	n/a	n/a
2013	Jan 30, 2014	$120M	$118M	7	7	n/a	n/a	n/a
2012	Feb 12, 2013	$104M	$103M	7	7	n/a	n/a	n/a
2011	Mar 20, 2012	$92.9M	$91.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$213M	$231M	-7.8%	$171M	7.6%	7	7	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THRIVENT ADVISOR NETWORK, LLC	6	Apr 4, 2023	Mar 21, 2023	PHOENIX, AZ	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (1)

← MCCANN, MICHAEL, PATRICKOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 20, 2012 to presentfactForm ADV

Registered with (9)

← MICHAEL PATRICK MCCANNAdvisorregistration: previous registration
Sep 30, 2003 to Apr 4, 2023factForm ADV
← JAMES JOSEPH MAILLIARDAdvisorregistration: previous registration
Oct 27, 2006 to Apr 4, 2023factForm ADV
← PATRICK BUCK MING ENGAdvisorregistration: previous registration
Sep 27, 2006 to Apr 4, 2023factForm ADV
← MICHAEL AMADO LARRIVAAdvisorregistration: previous registration
Oct 2, 2007 to Apr 4, 2023factForm ADV
← GUADALUPE ARAMBULA CAMARGOAdvisorregistration: previous registration
Mar 1, 2006 to Apr 4, 2023factForm ADV
← Jacob Alexander CavaleriAdvisorregistration: previous registration
Jul 28, 2022 to Apr 4, 2023factForm ADV
← David DavodiAdvisorregistration: previous registration
Jan 4, 2018 to Jan 4, 2019factForm ADV
← JOHN NORTHMORE STURTEVANTAdvisorregistration: previous registration
Oct 2, 2007 to Mar 3, 2016factForm ADV
← ROBERT JOSEPH BURGERAdvisorregistration: previous registration
Jul 17, 2008 to Mar 7, 2012factForm ADV

Moved with (1)

→ THRIVENT ADVISOR NETWORK, LLCRegistered adviser6 advisors, firm absorbed, same day
Apr 4, 2023 to Mar 21, 2023factForm ADV

Dated events

Occurred
Apr 4, 2023
Firm absorbed
Perspective Financial Services LLC's advisors moved to Thrivent Advisor Network, LLC (Phoenix, AZ): 6 of 6 registered, on the same day
Form ADVobserved 3 days ago
6 advisors
Occurred
Apr 4, 2023
Advisor changed firm
Michael Patrick Mccann left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-01)
Form ADVobserved 3 days ago
Occurred
Apr 4, 2023
Advisor changed firm
James Joseph Mailliard left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-01)
Form ADVobserved 3 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Patrick Buck Ming Eng left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-01)
Form ADVobserved 3 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Michael Amado Larriva left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-21)
Form ADVobserved 3 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Jacob Alexander Cavaleri left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-21)
Form ADVobserved 3 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Guadalupe Arambula Camargo left Perspective Financial Services Llc for Thrivent Advisor Network, Llc (registered 2023-03-01)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c9bb94f-e0e6-7edb-3637-ca7c350f2a8a
First observed: Mar 20, 2012
Last observed: Mar 28, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERSPECTIVE FINANCIAL SERVICES LLC

CRD 127704

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c9bb94f-e0e6-7edb-3637-ca7c350f2a8a

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCANN, MICHAEL, PATRICK

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

07/2003

Mar 20, 2012

Mar 28, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 28, 2023

$213M

$210M

n/a

2021

Mar 23, 2022

$231M

$229M

n/a

2020

Mar 12, 2021

$191M

$189M

n/a

2019

Mar 12, 2020

$171M

$168M

n/a

2018

Feb 15, 2019

$144M

$143M

n/a

2017

Mar 1, 2018

$151M

$150M

n/a

2016

Jan 17, 2017

$137M

$133M

n/a

2015

Feb 3, 2016

$128M

$127M

n/a

2014

Jan 27, 2015

$126M

$124M

n/a

2013

Jan 30, 2014

$120M

$118M

n/a

2012

Feb 12, 2013

$104M

$103M

n/a

2011

Mar 20, 2012

$92.9M

$91.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$213M

$231M

-7.8%

$171M

7.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THRIVENT ADVISOR NETWORK, LLC

Apr 4, 2023

Mar 21, 2023

PHOENIX, AZ

Firm absorbed

RIA to ibd

100.0%