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Advisor at OSAIC WEALTH, INC.
MILWAUKEE, WI | GRAND RAPIDS, MI | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | CHICAGO, IL|MILWAUKEE, WI|GRAND RAPIDS, MI | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 10, 2009 | Nov 3, 2023 | no | CLINTON TOWNSHIP, MI|BEAVER DAM, WI|CLINTON TOWNSHIP, MI|MILWAUKEE, WI|CHICAGO, IL|GRAND RAPIDS, MI | Previous registration |
| SEIDMAN PRIVATE ADVISORS LLC | Former SEC adviser | Sep 20, 2005 | May 14, 2009 | no | KIRKLAND, WA | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | May 5, 2004 | Sep 22, 2005 | no | MADISON, WI | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | Sep 29, 2003 | Apr 12, 2004 | no | MENOMONEE FALLS, WI | Previous registration |
| BAKER TILLY INVESTMENT ADVISORS | Former SEC adviser | Nov 10, 1997 | Jun 6, 2003 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| SEIDMAN PRIVATE ADVISORS LLC | FSC SECURITIES CORPORATION | May 14, 2009 | Jun 10, 2009 | 27 | Firm change | Other |
| EAGLE STRATEGIES LLC | SEIDMAN PRIVATE ADVISORS LLC | Sep 22, 2005 | Sep 20, 2005 | -2 | Firm change | Other |
| STRONG CAPITAL MANAGEMENT INC | EAGLE STRATEGIES LLC | Apr 12, 2004 | May 5, 2004 | 23 | Firm change | Other |
| BAKER TILLY INVESTMENT ADVISORS | STRONG CAPITAL MANAGEMENT INC | Jun 6, 2003 | Sep 29, 2003 | 115 | Firm change | Other |