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Advisor at LPL FINANCIAL LLC
WAYLAND, MA | NEWTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 24, 2024 | n/a | yes | NEWTON, MA|WAYLAND, MA | Current employment |
| ARMSTRONG ADVISORY GROUP INC. | Independent wealth | Apr 28, 2022 | Jan 17, 2024 | no | NEEDHAM, MA|CRANSTON, RI | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 10, 2014 | Jun 2, 2022 | no | NEEDHAM, MA | Previous registration |
| MMC SECURITIES LLC | Former SEC adviser | Sep 29, 2010 | Feb 17, 2012 | no | BOSTON, MA|NEW YORK, NY|BOSTON, MA|BOSTON, MA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 8, 2009 | Sep 30, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARMSTRONG ADVISORY GROUP INC. | LPL FINANCIAL LLC | Jan 17, 2024 | Jan 24, 2024 | 7 | Firm change | RIA to ibd |
| SECURITIES AMERICA ADVISORS, INC. | ARMSTRONG ADVISORY GROUP INC. | Jun 2, 2022 | Apr 28, 2022 | -35 | Firm change after gap | Ibd to new firm |
| MMC SECURITIES LLC | SECURITIES AMERICA ADVISORS, INC. | Feb 17, 2012 | Feb 10, 2014 | 724 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MMC SECURITIES LLC | Sep 30, 2010 | Sep 29, 2010 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:318662:MA:2022-06-01 | Jun 2, 2022 | Apr 28, 2022 | NEEDHAM, MA | Firm change after gap |