RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• F•••• V•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 24, 2024 · Newton, Ma
- A•••••••• A••••••• G•••• I••• independent RIAApr 28, 2022 to Jan 17, 2024 · Needham, Ma
- S••••••••• A•••••• A•••••••• I••• formerFeb 10, 2014 to Jun 2, 2022 · Needham, Ma
- M•• S••••••••• L•• formerSep 29, 2010 to Feb 17, 2012 · Boston, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 8, 2009 to Sep 30, 2010 · Boston, Ma
- A•••••••• A••••••• G•••• I••• to L•• F•••••••• L••left Jan 17, 2024, registered Jan 24, 2024 (7 days) · RIA to affiliated broker-dealer or bank
- S••••••••• A•••••• A•••••••• I••• to A•••••••• A••••••• G•••• I•••left Jun 2, 2022, registered Apr 28, 2022 (-35 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•• S••••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 17, 2012, registered Feb 10, 2014 (724 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•• S••••••••• L••left Sep 30, 2010, registered Sep 29, 2010 (-1 days) · Other
- L••• F•••• V••••••••• left A•••••••• A••••••• G•••• I••• for L•• F•••••••• L•• (registered 2024-01-24)Jan 17, 2024 · Advisor changed firm · fact
- L••• F•••• V••••••••• left S••••••••• A•••••• A•••••••• I••• for A•••••••• A••••••• G•••• I••• (registered 2022-04-28)Jun 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address