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Reading the graph
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Advisor at S••••• W•••••
ENGLEW•••, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• | Independent wealth | Jul 22, 2026 | n/a | yes | ENGLEW•••, FL | Current employment |
| C•••••••• C•••••• L•• | Asset manager | May 30, 2018 | Jan 6, 2024 | no | MIAMI, FL|Severna Park, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• C•••••• L•• | S••••• W••••• | Jan 6, 2024 | Jul 22, 2026 | 928 | Firm change after gap | Other |
| R••••••• O•••••• C•••••• M••••••••• L•• | C•••••••• C•••••• L•• | Dec 14, 2018 | May 30, 2018 |
| R••••••• O•••••• C•••••• M••••••••• L•• |
| Former SEC adviser |
| Jul 8, 2013 |
| Dec 14, 2018 |
| no |
| SEVERNA PARK, MD |
| Previous registration |
| 1• N•••• W••••• S•••••••• L•• | Independent wealth | Nov 20, 2008 | Jul 29, 2013 | no | ANNAPOLIS, MD | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Dec 7, 1999 | Feb 3, 2006 | no | BALTIMORE, MD | Previous registration |
| -198 |
| Firm change after gap |
| Other |
| 1• N•••• W••••• S•••••••• L•• | R••••••• O•••••• C•••••• M••••••••• L•• | Jul 29, 2013 | Jul 8, 2013 | -21 | Firm change | Other |
| L••• M•••• W••• W•••••• I••••••••• | 1• N•••• W••••• S•••••••• L•• | Feb 3, 2006 | Nov 20, 2008 | 1,021 | Firm change after gap | Other |