DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• J•••••• G••••••••

S••••• W•••••independent RIAEnglewood, FlIA-onlyIAPD 2495914

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

0 y

since Jul 22, 2026

In the industry

32 y

since Aug 2, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• independent RIA current
since Jul 22, 2026 · Englew•••, Fl
C•••••••• C•••••• L•• asset manager
May 30, 2018 to Jan 6, 2024 · Miami, Fl
R••••••• O•••••• C•••••• M••••••••• L•• former
Jul 8, 2013 to Dec 14, 2018 · Severna Park, Md
1• N•••• W••••• S•••••••• L•• independent RIA
Nov 20, 2008 to Jul 29, 2013 · Annapolis, Md
L••• M•••• W••• W•••••• I••••••••• unclassified
Dec 7, 1999 to Feb 3, 2006 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

C•••••••• C•••••• L•• to S••••• W•••••
left Jan 6, 2024, registered Jul 22, 2026 (928 days) · Other
R••••••• O•••••• C•••••• M••••••••• L•• to C•••••••• C•••••• L••
left Dec 14, 2018, registered May 30, 2018 (-198 days) · Other
1• N•••• W••••• S•••••••• L•• to R••••••• O•••••• C•••••• M••••••••• L••
left Jul 29, 2013, registered Jul 8, 2013 (-21 days) · Other
L••• M•••• W••• W•••••• I••••••••• to 1• N•••• W••••• S•••••••• L••
left Feb 3, 2006, registered Nov 20, 2008 (1021 days) · Other

Signals

R••• J•••••• G•••••••• left C•••••••• C•••••• L•• for S••••• W••••• (registered 2026-07-22)
Jan 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address