DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Tracy Allison New

Advisor at TRUSTAGE INVESTMENT MANAGEMENT

Chesterfield, VA | MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:799c0a46-92e2-dcf4-7cbb-fdb5582340db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUSTAGE INVESTMENT MANAGEMENT
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 30, 2018
First registration: May 30, 2018
Dual registered: yes, broker-dealer
Other names: TRACY ALLISON POWELL|Tracy Allison New|Tracy New
IAPD individual key: 3202474

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUSTAGE INVESTMENT MANAGEMENT	Institutional manager	Nov 18, 2022	n/a	yes	Chesterfield, VA\|MADISON, WI	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 13, 2020	May 18, 2021	no	MIDLOTHIAN, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 22, 2018	Nov 5, 2020	no	Midlothian, VA\|Glen Allen, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 20, 2018	Nov 5, 2020	no	MIDLOTHIAN, VA\|GLEN ALLEN, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 30, 2018	Sep 7, 2018	no	PETERSBURG, VA\|CHESTER, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	TRUSTAGE INVESTMENT MANAGEMENT	May 18, 2021	Nov 18, 2022	549	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 5, 2020	Sep 22, 2018	-775	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SECURIAN FINANCIAL SERVICES, INC.	Nov 5, 2020	Nov 13, 2020	8	Firm change	RIA to ibd
LPL FINANCIAL LLC	TD AMERITRADE, INC.	Sep 7, 2018	Sep 20, 2018	13	Firm change	Other

Relationships

Registered with (5)

→ TRUSTAGE INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 13, 2020 to May 18, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 22, 2018 to Nov 5, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 20, 2018 to Nov 5, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 30, 2018 to Sep 7, 2018factForm ADV

Dated events

No dated event names this entity yet.