DFX Intelligence

J•••• W••••• M••••••••• • C••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

J•••• W••••• M••••••••• • C••••••••• I•••

CRD 114100

MEMPHIS, TN

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Search this name across graphsid dfx:ria:799f6c3e-28db-c2ee-d2f9-000631248306

Data as of May 23, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 30, 2011 to May 23, 2012
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $56.8M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 472
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• E••••• H••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	05/2008	Nov 30, 2011	May 23, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••• H• J••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 26, 2012	$56.8M	$0	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$56.8M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (1)

← J••••• E••••• H••••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 30, 2011 to presentfactForm ADV

Registered with (3)

← E•••• H•••• J••••Advisorregistration: previous registration
Jun 11, 2004 to Nov 1, 2022factForm ADV
← ROBERT WILLIAM J••••Advisorregistration: previous registration
Jul 26, 2019 to Oct 14, 2022factForm ADV
← BRADLEY BENNETT KESSLER

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
Edwin Henry Jaffe left J•••• W••••• M••••••••• • C••••••••• I••• for Silver Oak Securities, Inc. (registered 2013-09-25)
Form ADVobserved 7 days ago
Occurred
Oct 14, 2022
Advisor departed, no destination yet
Robert William Jaffe no longer registered at J•••• W••••• M••••••••• • C••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:799f6c3e-28db-c2ee-d2f9-000631248306
First observed: Nov 30, 2011
Last observed: May 23, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.