DFX Intelligence

E•••• H•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

E•••• H•••• J••••

Advisor at S••••• O•• S••••••••• I•••

Memphis, TN | JACKSON, TN

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Search this name across graphsid dfx:ria:11113d0f-ac39-b15b-c3e3-12b0eb94960d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Sep 25, 2013	n/a	yes	JACKSON, TN\|Memphis, TN	Current employment
J•••• W••••• M••••••••• • C••••••••• I•••	Former SEC adviser	Jun 11, 2004	Nov 1, 2022	no	MEMPHIS, TN\|MEMPHIS, TN\|Memphis, TN\|MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••• W••••• M••••••••• • C••••••••• I•••	S••••• O•• S••••••••• I•••	Nov 1, 2022	Sep 25, 2013	-3,324	Firm change after gap	Other
F•• S••••••••• C•••••••••	J•••• W••••• M••••••••• • C••••••••• I•••	Mar 31, 2005	Jun 11, 2004

Relationships

Registered with (3)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Sep 25, 2013 to presentfactForm ADV
→ J•••• W••••• M••••••••• • C••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2004 to Nov 1, 2022factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 15, 2004 to Mar 31, 2005factForm ADV

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11113d0f-ac39-b15b-c3e3-12b0eb94960d
First observed: Mar 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.