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Advisor at FOCUS PARTNERS WEALTH, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Oct 2, 2025 | n/a | yes | Scottsdale, AZ | Current employment |
| SONORA INVESTMENT MANAGEMENT | Former SEC adviser | Sep 28, 2022 | Oct 23, 2025 | no | TUCSON, AZ|Scottsdale, AZ | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | May 18, 2020 | Sep 15, 2022 | no | Scottsdale, AZ|ARLINGTON, VA|Gilbert, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 6, 2017 | Apr 29, 2020 | no | SCOTTSDALE, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 18, 2017 | no | PURCHASE, NY|NEW YORK, NY|Scottsdale, AZ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 1, 2008 | Jun 1, 2009 | no | NEW YORK, NY|LONG ISLAND CITY, NY|NEW YORK, NY | Previous registration |
| CLEARBRIDGE INVESTMENTS, LLC | Mixed wealth | Mar 17, 2006 | Apr 9, 2008 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SONORA INVESTMENT MANAGEMENT | FOCUS PARTNERS WEALTH, LLC | Oct 23, 2025 | Oct 2, 2025 | -21 | Firm change | RIA to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | SONORA INVESTMENT MANAGEMENT | Sep 15, 2022 | Sep 28, 2022 | 13 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | E*TRADE CAPITAL MANAGEMENT, LLC | Apr 29, 2020 | May 18, 2020 | 19 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 18, 2017 | Oct 6, 2017 | 18 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CLEARBRIDGE INVESTMENTS, LLC | CITIGROUP GLOBAL MARKETS INC. | Apr 9, 2008 | Apr 1, 2008 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 315312:159289:AZ:2025-10-23 | Oct 23, 2025 | Oct 2, 2025 | SCOTTSDALE, AZ | Firm change |