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Advisor at MORGAN STANLEY
Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 5, 2024 | n/a | yes | Newport Beach, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jan 25, 2019 | Jan 8, 2024 | no | Newport Beach, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 27, 2011 | Feb 5, 2019 | no | NEWPORT BEACH, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 16, 2007 | May 31, 2011 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | MORGAN STANLEY | Jan 8, 2024 | Jan 5, 2024 | -3 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Feb 5, 2019 | Jan 25, 2019 | -11 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | May 31, 2011 | May 27, 2011 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:108559:CA:2019-02-05 | Feb 5, 2019 | Jan 25, 2019 | NEWPORT BEACH, CA | Firm change |