DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MARC EDELMAN KOVEN

Advisor at CYPRESS WEALTH SERVICES, LLC

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79bc816d-a297-d64c-36cd-9eff6972d6d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CYPRESS WEALTH SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 15, 2005
First registration: May 19, 2005
Dual registered: yes, broker-dealer
Other names: MARC KOVEN
IAPD individual key: 4916658

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CYPRESS WEALTH SERVICES, LLC	Independent wealth	Jul 19, 2017	n/a	yes	PALM DESERT, CA	Current employment
INTEGRATED WEALTH MANAGEMENT, INC.	Former SEC adviser	May 5, 2014	Dec 31, 2017	no	PALM DESERT, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 1, 2014	no	INDIAN WELLS, CA\|INDIAN WELLS, CA\|Palm Desert, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PALM DESERT, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	May 19, 2005	Apr 2, 2007	no	PALM DESERT, CA\|PALM DESERT, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED WEALTH MANAGEMENT, INC.	CYPRESS WEALTH SERVICES, LLC	Dec 31, 2017	Jul 19, 2017	-165	Firm change after gap	Other
MORGAN STANLEY	INTEGRATED WEALTH MANAGEMENT, INC.	May 1, 2014	May 5, 2014	4	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106335:288992:CA:2017-12-31	Dec 31, 2017	Jul 19, 2017	PALM DESERT, CA	Firm change after gap

Relationships

Registered with (5)

→ CYPRESS WEALTH SERVICES, LLCRegistered adviserregistration: current employment
Jul 19, 2017 to presentfactForm ADV
→ INTEGRATED WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 1, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 19, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.