DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INTEGRATED WEALTH MANAGEMENT, INC.

CRD 106335

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8379f4c7-95f5-bbac-8ecd-9200ae33f148

Data as of Jul 12, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 12, 2017
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2BItem 5.F on the latest filing (2017-07-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $784M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 16
Accounts: 3,639
SEC number: 801-50509
CRD: 106335
Filings on the tape: 30
First filed: Mar 29, 2012
Latest filed: Jul 12, 2017
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PISANO, ANTHONY	DIRECTOR AND CCO	E	yes	05/2017	Jun 29, 2017	Jul 12, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTEGRATED CASUALTY INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Anchorage	Ak	United States	n/a	no
NEWPORT BEACH	CA	United States	n/a	no
Meridian	Id	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 1, 2017	$1.2B	$784M	29	17	n/a	n/a	n/a
2015	Mar 28, 2016	$1.2B	$724M	29	17	n/a	n/a	n/a
2014	Feb 13, 2015	$1.2B	$689M	32	16	n/a	n/a	n/a
2013	Feb 27, 2014	$623M	$357M	20	9	n/a	n/a	n/a
2012	Mar 27, 2013	$480M	$349M	15	7	n/a	n/a	n/a
2011	Mar 29, 2012	$421M	$402M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$1.2B	$1.2B	2.4%	$623M	24.6%	27	29	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CYPRESS WEALTH SERVICES, LLC	7	Dec 31, 2017	Jul 19, 2017	PALM DESERT, CA	Firm absorbed	Other	77.8%
M PREMIER PARTNERS	2	Dec 31, 2017	Jul 17, 2017	MARINA DEL REY, CA	Team lift out	Other	22.2%
BEACON POINTE WEALTH ADVISORS, LLC	2	Jul 12, 2017	Jul 12, 2017	MARINA DEL REY, CA	Team lift out	Other	18.2%

Relationships

Controls (1)

← PISANO, ANTHONYOwnerDIRECTOR AND CCO, ownership code E, individual
Jun 29, 2017 to presentfactForm ADV

Registered with (15)

← MARK LEE HAYEKAdvisorregistration: previous registration
Jan 25, 2010 to Dec 31, 2017factForm ADV
← SHATTUCK FRANKLIN LAMMAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← MARK WILLIAM THATCHERAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← CHRISTIAN BRAD RISENMAYAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← STEPHEN ROSS BIESINGERAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← MARC EDELMAN KOVENAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← DAVID REEDER THATCHERAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← CLARK STEVEN PENNEYAdvisorregistration: previous registration
May 5, 2014 to Dec 31, 2017factForm ADV
← MICHAEL JOHN MCCONNELLAdvisorregistration: previous registration
Dec 2, 2013 to Dec 31, 2017factForm ADV
← MICHELE THIBODEAU SARNAAdvisorregistration: previous registration
Jun 15, 2010 to Jul 12, 2017factForm ADV
← BRANDT LAURENCE KUHNAdvisorregistration: previous registration
Jan 22, 2010 to Jul 12, 2017factForm ADV
← ESPERANZA PADILLA GOMEZAdvisorregistration: previous registration
Dec 2, 2013 to Jun 8, 2017factForm ADV
← JOHN HOWARD DEARDORFFAdvisorregistration: previous registration
Aug 29, 2012 to Oct 8, 2013factForm ADV
← MARK LINN MARSHALLAdvisorregistration: previous registration
Jan 22, 2010 to Dec 15, 2011factForm ADV
← KARI MIDDLETONAdvisorregistration: previous registration
Feb 9, 2010 to Jan 13, 2011factForm ADV

Moved with (3)

→ CYPRESS WEALTH SERVICES, LLCRegistered adviser7 advisors, firm absorbed, same day
Dec 31, 2017 to Jul 19, 2017factForm ADV
→ M PREMIER PARTNERSRegistered adviser2 advisors, team lift out, same day
Dec 31, 2017 to Jul 17, 2017factForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 12, 2017 to Jul 12, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8379f4c7-95f5-bbac-8ecd-9200ae33f148
First observed: Mar 29, 2012
Last observed: Jul 12, 2017 111 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRATED WEALTH MANAGEMENT, INC.

CRD 106335

PALM DESERT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8379f4c7-95f5-bbac-8ecd-9200ae33f148

Data as of Jul 12, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PISANO, ANTHONY

DIRECTOR AND CCO

yes

05/2017

Jun 29, 2017

Jul 12, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTEGRATED CASUALTY INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Anchorage

United States

n/a

NEWPORT BEACH

United States

n/a

Meridian

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 1, 2017

$1.2B

$784M

n/a

2015

Mar 28, 2016

$1.2B

$724M

n/a

2014

Feb 13, 2015

$1.2B

$689M

n/a

2013

Feb 27, 2014

$623M

$357M

n/a

2012

Mar 27, 2013

$480M

$349M

n/a

2011

Mar 29, 2012

$421M

$402M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$1.2B

2.4%

$623M

24.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CYPRESS WEALTH SERVICES, LLC

Dec 31, 2017

Jul 19, 2017

PALM DESERT, CA

Firm absorbed

Other

77.8%

M PREMIER PARTNERS

Dec 31, 2017

Jul 17, 2017

MARINA DEL REY, CA

Team lift out

Other

22.2%

BEACON POINTE WEALTH ADVISORS, LLC

Jul 12, 2017

MARINA DEL REY, CA

Team lift out

Other

18.2%