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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Carlos Frederico Coutinho Maia

Advisor at NAVY FEDERAL INVESTMENT SERVICES, LLC

Vienna, VA | Oak Lawn, IL | Schaumburg, IL | Rockton, IL

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Search this name across graphsid dfx:ria:79c16a2d-fd85-7693-00c0-6a1503528513

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 11, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVY FEDERAL INVESTMENT SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 7
Exams: S66
First exam: Feb 10, 2020
First registration: Feb 11, 2020
Dual registered: yes, broker-dealer
Other names: Carlos Maia|Carlos Frederico Maia|Frederico Maia|Carlos Frederico Coutinho Maia|Fred Maia|Carlos Frederico CoutinhoMaia
IAPD individual key: 7176961

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVY FEDERAL INVESTMENT SERVICES, LLC	Bd affiliated wealth	Oct 22, 2025	n/a	yes	Schaumburg, IL\|Rockton, IL\|Vienna, VA\|Oak Lawn, IL	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 22, 2023	Oct 17, 2025	no	Rockford, IL\|Harvard, IL\|Chicago, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 29, 2022	May 12, 2023	no	LOVES PARK, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 23, 2021	Aug 12, 2022	no	DEERFIELD, IL\|OAK BROOK, IL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 15, 2020	Sep 16, 2021	no	WAUWATOSA, WI	Previous registration
EDWARD JONES	National bd RIA	Feb 11, 2020	Sep 28, 2020	no	Rockton, IL\|ST LOUIS, MO\|ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	NAVY FEDERAL INVESTMENT SERVICES, LLC	Oct 17, 2025	Oct 22, 2025	5	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	ALLSTATE FINANCIAL ADVISORS, LLC	May 12, 2023	Jun 22, 2023	41	Firm change	Wirehouse to ibd
EQUITABLE ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Aug 12, 2022	Aug 29, 2022	17	Firm change	Ibd to wirehouse
PRUCO SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Sep 16, 2021	Nov 23, 2021	68	Firm change	Ibd to ibd
EDWARD JONES	PRUCO SECURITIES, LLC	Sep 28, 2020	Dec 15, 2020	78	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ NAVY FEDERAL INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 22, 2023 to Oct 17, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 29, 2022 to May 12, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 23, 2021 to Aug 12, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 15, 2020 to Sep 16, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 11, 2020 to Sep 28, 2020factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
Carlos Frederico Coutinho Maia left Allstate Financial Advisors, Llc for Navy Federal Investment Services, Llc (registered 2025-10-22)
Form ADVobserved 6 days ago
Occurred
May 12, 2023
Advisor changed firm
Carlos Frederico Coutinho Maia left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2023-06-22)
Form ADVobserved 6 days ago
Occurred
Aug 12, 2022
Advisor changed firm
Carlos Frederico Coutinho Maia left Equitable Advisors, Llc for J.P. Morgan Securities Llc (registered 2022-08-29)
Form ADVobserved 6 days ago