DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carlos Frederico Coutinho Maia

Navy Federal Investment Services, LLCBD affiliatedVienna, Va dual registrantIAPD 7176961

Feed of 09/15/2026

Also filed as Carlos Maia

At current firm

0 y

since Oct 22, 2025

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Navy Federal Investment Services, LLC BD affiliated current
since Oct 22, 2025 · Schaumburg, Il
Allstate Financial Advisors, LLC BD affiliated
Jun 22, 2023 to Oct 17, 2025 · Rockford, Il
J.P. Morgan Securities LLC wirehouse
Aug 29, 2022 to May 12, 2023 · Loves Park, Il
Equitable Advisors, LLC national BD
Nov 23, 2021 to Aug 12, 2022 · Deerfield, Il
Pruco Securities, LLC no RAUM
Dec 15, 2020 to Sep 16, 2021 · Wauwatosa, Wi
Edward Jones national BD
Feb 11, 2020 to Sep 28, 2020 · Rockton, Il

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to Navy Federal Investment Services, LLC
left Oct 17, 2025, registered Oct 22, 2025 (5 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Allstate Financial Advisors, LLC
left May 12, 2023, registered Jun 22, 2023 (41 days) · Wirehouse to affiliated broker-dealer or bank
Equitable Advisors, LLC to J.P. Morgan Securities LLC
left Aug 12, 2022, registered Aug 29, 2022 (17 days) · Affiliated broker-dealer or bank to wirehouse
Pruco Securities, LLC to Equitable Advisors, LLC
left Sep 16, 2021, registered Nov 23, 2021 (68 days) · Affiliated broker-dealer or bank to another
Edward Jones to Pruco Securities, LLC
left Sep 28, 2020, registered Dec 15, 2020 (78 days) · Affiliated broker-dealer or bank to another

Signals

Carlos Frederico Coutinho Maia left Allstate Financial Advisors, Llc for Navy Federal Investment Services, Llc (registered 2025-10-22)
Oct 17, 2025 · Advisor changed firm · fact
Carlos Frederico Coutinho Maia left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2023-06-22)
May 12, 2023 · Advisor changed firm · fact
Carlos Frederico Coutinho Maia left Equitable Advisors, Llc for J.P. Morgan Securities Llc (registered 2022-08-29)
Aug 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address