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CRD 175101
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2017-1 | Securitized Asset Fund | $384M | Mar 27, 2024 | 1 | Mar 29, 2018 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2021-1 | Securitized Asset Fund | $384M | Mar 27, 2024 | 0 | Mar 29, 2021 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2021-2 | Securitized Asset Fund | $381M | Mar 27, 2024 | 1 | Mar 16, 2022 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2019-2 | Securitized Asset Fund | $380M | Mar 27, 2024 | 0 | Mar 13, 2020 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2022-1 | Securitized Asset Fund | $380M | Mar 27, 2024 | 1 | Feb 22, 2023 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2018-1 | Securitized Asset Fund | $376M | Mar 27, 2024 | 0 | Mar 28, 2019 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2019-1 | Securitized Asset Fund | $375M | Mar 27, 2024 | 1 | Aug 9, 2019 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2016-1 | Securitized Asset Fund | $367M | Mar 27, 2024 | 0 | Mar 29, 2018 | reported | n/a |
| PARK AVENUE INSTITUTIONAL ADVISERS CLO LTD 2022-2 | Securitized Asset Fund | $320M | Mar 27, 2024 | 1 | Feb 22, 2023 | reported | n/a |
| PARK AVENUE CREDIT OPPORTUNITIES LLC | Hedge Fund | $6.9M | Mar 29, 2018 | 1 | Mar 29, 2018 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BESSEL, MICHAEL, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2015 | Feb 26, 2015 | Oct 8, 2024 |
| FLANNIGAN, JOHN, HUNTER | LLC MANAGER | Na | yes | 05/2018 | Feb 26, 2015 | Oct 8, 2024 |
| GUARDIAN INVESTOR SERVICES LLC | Member | E | yes | 02/2015 | Feb 26, 2015 | Oct 8, 2024 |
| LIOLIS, NICHOLAS | CHIEF INVESTMENT OFFICER | Na | yes | 01/2023 | Feb 22, 2023 | Oct 8, 2024 |
| LOWENBRAUN, ISAAC, HIRSCH | PRESIDENT AND SENIOR MANAGING DIRECTOR | Na | yes | 08/2024 | Oct 8, 2024 | Oct 8, 2024 |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | Owner | E | yes | 02/2015 | Feb 26, 2015 | Oct 8, 2024 |
| UDICIOUS, DEBRA, ANNE | LLC MANAGER | Na | yes | 08/2024 | Oct 8, 2024 | Oct 8, 2024 |
| WEISS, LARRY, MARK | HEAD OF ASSET MANAGEMENT ACCOUNTING & MUTUAL FUND TREASURER | Na | yes | 08/2024 | Oct 8, 2024 | Oct 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | n/a | Bd affiliated wealth | $20B | N | yes | n/a |
| BROADSHORE CAPITAL PARTNERS, LLC | n/a | Other adviser | $982M | N | yes | n/a |
| PARK AVENUE INVESTMENT ADVISORY, LLC | n/a | Independent wealth | $191M | N | yes | n/a |
| THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | n/a | n/a | n/a | N | yes | n/a |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $82B | $82B | 72 | 10 | 0 | n/a | n/a |
| 2024 | Mar 20, 2025 | $76B | $76B | 85 | 23 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $76B | $76B | 132 | 55 | 0 | 9 | $3.3B |
| 2022 | Feb 22, 2023 | $75B | $75B | 131 | 57 | 0 | 9 | $3.3B |
| 2021 | Mar 16, 2022 | $13B | $13B | 78 | 30 | 0 | 7 | $2.8B |
| 2020 | Mar 29, 2021 | $7.8B | $7.8B | 73 | 29 | 0 | 6 | $2.4B |
| 2019 | Mar 13, 2020 | $6.9B | $6.9B | 81 | 35 | 0 | 5 | $2.0B |
| 2018 | Mar 28, 2019 | $4.4B | $4.4B | 79 | 35 | 0 | 3 | $1.2B |
| 2017 | Mar 29, 2018 | $2.0B | $2.0B | 81 | 34 | 0 | 3 | $857M |
| 2016 | Mar 29, 2017 | $1.9B | $1.9B | 86 | 86 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $3.7B | $3.7B | 77 | 77 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $82B | $76B | 7.9% | $75B | 3.2% | 72 | 85 | 0 | 0 |