DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• C•••••• M••••••••• A•••••••• L••
LISLE, IL | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• C•••••• M••••••••• A•••••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | LISLE, IL|Los Angeles, CA | Current employment |
| D•••• I••••••••• M••••••••• L•• | Independent wealth | May 22, 2019 | Dec 31, 2021 | no | Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••• I••••••••• M••••••••• L•• | C•••••• C•••••• M••••••••• A•••••••• L•• | Dec 31, 2021 | Jan 1, 2025 | 1,097 | Firm change after gap | RIA to RIA |
| W••••••• C••••••• I••• | D•••• I••••••••• M••••••••• L•• | May 22, 2019 | May 22, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149596:123483:CA:2021-12-31 | Dec 31, 2021 | Jan 1, 2025 | LOS ANGELES, CA | Firm change after gap |
| W••••••• C••••••• I••• | Independent wealth | Oct 23, 2017 | May 22, 2019 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | May 15, 2017 | Oct 24, 2017 | no | MANHATTAN BEACH, CA | Previous registration |
| 0 |
| Firm change |
| RIA to RIA |
| O•••• F•• I••• | W••••••• C••••••• I••• | Oct 24, 2017 | Oct 23, 2017 | -1 | Firm change | Other |