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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

KENNY SCOTT JOHNSON

Advisor at LPL ENTERPRISE, LLC

WASHINGTON TERRACE, UT

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Search this name across graphsid dfx:ria:79d36752-ef3b-ec89-a416-4aea5fab5815

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jun 24, 2011
First registration: Oct 11, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 5912427

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	WASHINGTON TERRACE, UT	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jan 18, 2024	Nov 14, 2024	no	SOUTH JORDON, UT\|Orem, UT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 23, 2021	Jan 10, 2024	no	Lehi, UT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2014	Jan 21, 2016	no	DRAPER, UT	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 24, 2014	Jan 21, 2016	no	DRAPER, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 11, 2012	Jan 15, 2014	no	AMERICAN FORK, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 10, 2024	Jan 18, 2024	8	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 21, 2016	Feb 27, 2014	-693	Channel change	Other
TD AMERITRADE, INC.	MML INVESTORS SERVICES, LLC	Jan 21, 2016	Feb 23, 2021	1,860	Firm change after gap	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 15, 2014	Jan 24, 2014	9	Firm change	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 18, 2024 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 23, 2021 to Jan 10, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2014 to Jan 21, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2014 to Jan 21, 2016factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 11, 2012 to Jan 15, 2014factForm ADV

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
Kenny Scott Johnson left Mml Investors Services, Llc for Pruco Securities, Llc (registered 2024-01-18)
Form ADVobserved 5 days ago