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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ATLANTIC ASSET MANAGEMENT, L.L.C.

CRD 107440

ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:79e37924-e68e-c22b-4e62-0d867762b224

Data as of Sep 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2012 to Sep 24, 2015
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12BItem 5.F on the latest filing (2015-09-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31
Advisory employees: 14
Accounts: 74
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $106Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-44532
CRD: 107440
Filings on the tape: 16
First filed: Jan 23, 2012
Latest filed: Sep 24, 2015
Organised: Limited Liability Company, Virginia

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ATLANTIC GLOBAL YIELD OPPORTUNITY MASTER FUND, LP	Hedge Fund	$99.5M	Sep 24, 2015	1	Mar 31, 2014	reported	021-200347
ATLANTIC ASSET MANAGEMENT GLOBAL ALPHA TRUST	Hedge Fund	$6.7M	Sep 24, 2015	21	Mar 29, 2012	reported	021-129773

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATLANTIC CAPITAL HOLDINGS LLC	Owner	E	yes	04/2015	May 1, 2015	Sep 24, 2015
DEARY, RICHARD, THADDEUS	PARTNER / MANAGING MEMBER	C	yes	08/2014	Aug 29, 2014	Sep 24, 2015
LISA, CAROLYN, MARY	DIRECTOR CORPORATE COMPLIANCE / CCO / ELECTED MANAGER	Na	yes	04/2015	Aug 8, 2012	Sep 24, 2015
MORTON, MICHELLE, ANN	PARTNER / MANAGING MEMBER	D	yes	08/2014	Aug 29, 2014	Sep 24, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ATLANTIC GYOP GP, LLC	n/a	n/a	n/a	Y	no	n/a
MAPS CAPITAL ADVISORS, LLC	n/a	n/a	n/a	Y	no	n/a
MAPS CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Stamford	Ct	United States	n/a	no
OVERLAND PARK	Ks	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$453M	$453M	10	1	n/a	n/a	n/a
2013	Mar 4, 2014	$1.0B	$1.0B	5	3	n/a	n/a	n/a
2012	Mar 6, 2013	$1.0B	$1.0B	5	3	n/a	n/a	n/a
2011	Jan 23, 2012	$1.2B	$1.2B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$12B	$1.0B	1080.6%	$1.2B	113.1%	31	5	n/a	n/a

Relationships

Advises (2)

→ ATLANTIC GLOBAL YIELD OPPORTUNITY MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ ATLANTIC ASSET MANAGEMENT GLOBAL ALPHA TRUSTPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (4)

← MORTON, MICHELLE, ANNOwnerPARTNER / MANAGING MEMBER, ownership code D, individual
Aug 29, 2014 to presentfactForm ADV
← LISA, CAROLYN, MARYOwnerDIRECTOR CORPORATE COMPLIANCE / CCO / ELECTED MANAGER, ownership code NA, individual
Aug 8, 2012 to presentfactForm ADV
← DEARY, RICHARD, THADDEUSOwnerPARTNER / MANAGING MEMBER, ownership code C, individual
Aug 29, 2014 to presentfactForm ADV
← ATLANTIC CAPITAL HOLDINGS LLCOwnerOWNER, ownership code E, domestic entity
May 1, 2015 to presentfactForm ADV

Dated events

Occurred
Aug 29, 2014
Succession filed (Item 4)
Hughes Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79e37924-e68e-c22b-4e62-0d867762b224
First observed: Jan 23, 2012
Last observed: Sep 24, 2015 133 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATLANTIC ASSET MANAGEMENT, L.L.C.

CRD 107440

ALEXANDRIA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79e37924-e68e-c22b-4e62-0d867762b224

Data as of Sep 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ATLANTIC GLOBAL YIELD OPPORTUNITY MASTER FUND, LP

Hedge Fund

$99.5M

Sep 24, 2015

Mar 31, 2014

reported

021-200347

ATLANTIC ASSET MANAGEMENT GLOBAL ALPHA TRUST

Hedge Fund

$6.7M

Sep 24, 2015

Mar 29, 2012

reported

021-129773

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATLANTIC CAPITAL HOLDINGS LLC

Owner

yes

04/2015

May 1, 2015

Sep 24, 2015

DEARY, RICHARD, THADDEUS

PARTNER / MANAGING MEMBER

yes

08/2014

Aug 29, 2014

Sep 24, 2015

LISA, CAROLYN, MARY

DIRECTOR CORPORATE COMPLIANCE / CCO / ELECTED MANAGER

yes

04/2015

Aug 8, 2012

Sep 24, 2015

MORTON, MICHELLE, ANN

PARTNER / MANAGING MEMBER

yes

08/2014

Aug 29, 2014

Sep 24, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ATLANTIC GYOP GP, LLC

n/a

MAPS CAPITAL ADVISORS, LLC

n/a

MAPS CAPITAL MANAGEMENT, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Stamford

United States

n/a

OVERLAND PARK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$453M

n/a

2013

Mar 4, 2014

$1.0B

n/a

2012

Mar 6, 2013

$1.0B

n/a

2011

Jan 23, 2012

$1.2B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$12B

$1.0B

1080.6%

$1.2B

113.1%

n/a