DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Atlantic Asset Management, L.L.C.

Former SEC-registered adviserAlexandria, VirginiaCRD 107440SEC 801-44532IAPD
Latest filing Sep 24, 2015
First filing on the tape Jan 23, 2012 · 16 filings
RAUM
$12B
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$106M gross assets
History
16 filings and snapshots on the tape
RAUM$453M as of Mar 31, 2015
Jan 23, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Jan 23, 20120 then
Employees (5.A)10 as of Mar 31, 2015
Mar 6, 20135 then
Private funds: no history
RAUM +1081% over the last fiscal year+113% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 24, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$160MderivedRAUM over accounts (5.F.2.f)
Discretionary
21%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-55%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
74reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Atlantic Global Yield Opportunity Master Fund, LPHedge Fund$99.5M1Mar 31, 2014
      Atlantic Asset Management Global Alpha TrustHedge Fund$6.7M21Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Mary Carolyn Lisa · Director Corporate Compliance / Cco / Elected Managercontrol
        since 04/2015 · owns less than 5%
      • Thaddeus Richard Deary · Partner / Managing Membercontrol
        since 08/2014 · owns 25% to 50% of Atlantic Capital Holdings, LLC
      • Ann Michelle Morton · Partner / Managing Membercontrol
        since 08/2014 · owns 50% to 75% of Atlantic Capital Holdings, LLC
      Entity owners
      • Atlantic Capital Holdings LLC · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Atlantic Gyop Gp, LLC
        pooled vehicle sponsory
      • Maps Capital Advisors, LLC
        pooled vehicle sponsory
      • Maps Capital Management, LLC
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • Overland Park, KS
      • Stamford, CT
      What changed
      consecutive filings, newest first
      • Business name · HUGHES CAPITAL MANAGEMENT INC to ATLANTIC ASSET MANAGEMENT, L.L.C.
        May 4, 2015 to Sep 16, 2015
      • Employees · 32 to 31
        May 4, 2015 to Sep 16, 2015
      • Legal name · HUGHES CAPITAL MANAGEMENT LLC to ATLANTIC ASSET MANAGEMENT, L.L.C.
        May 1, 2015 to May 4, 2015
      • Accounts · 36 to 74
        Mar 31, 2015 to May 1, 2015
      • Advisory employees · 1 to 14
        Mar 31, 2015 to May 1, 2015
      • Advisory activities · 1 to 4
        Mar 31, 2015 to May 1, 2015
      • Assets in custody · unset to 0.0
        Mar 31, 2015 to May 1, 2015
      • Custody of client assets · false to true
        Mar 31, 2015 to May 1, 2015
      • Employees · 10 to 32
        Mar 31, 2015 to May 1, 2015
      • Legal name · HUGHES CAPITAL MANAGEMENT INC to HUGHES CAPITAL MANAGEMENT LLC
        Mar 31, 2015 to May 1, 2015
      • Private funds · unset to 2
        Mar 31, 2015 to May 1, 2015
      • Discretionary RAUM · $453M to $2.4B
        Mar 31, 2015 to May 1, 2015
      • Non-discretionary RAUM · $0 to $9.4B
        Mar 31, 2015 to May 1, 2015
      • RAUM · $453M to $12B
        Mar 31, 2015 to May 1, 2015
      • Related adviser · false to true
        Mar 31, 2015 to May 1, 2015
      • Related bank · false to true
        Mar 31, 2015 to May 1, 2015
      • Accounts · 47 to 36
        Sep 1, 2014 to Mar 31, 2015
      • Advisory employees · 2 to 1
        Sep 1, 2014 to Mar 31, 2015
      • Employees · 8 to 10
        Sep 1, 2014 to Mar 31, 2015
      • Organization form · Corporation to Limited Liability Company
        Sep 1, 2014 to Mar 31, 2015
      • Discretionary RAUM · $1.0B to $453M
        Sep 1, 2014 to Mar 31, 2015
      • RAUM · $1.0B to $453M
        Sep 1, 2014 to Mar 31, 2015
      • Succession · true to false
        Aug 29, 2014 to Sep 1, 2014
      • Advisory employees · 3 to 2
        Jul 23, 2014 to Aug 29, 2014
      • Employees · 5 to 8
        Jul 23, 2014 to Aug 29, 2014
      • Succession · false to true
        Jul 23, 2014 to Aug 29, 2014
      • Accounts · 52 to 47
        Mar 6, 2013 to Mar 4, 2014
      • Discretionary RAUM · $1.0B to $1.0B
        Mar 6, 2013 to Mar 4, 2014
      • RAUM · $1.0B to $1.0B
        Mar 6, 2013 to Mar 4, 2014
      • Accounts · 46 to 52
        Aug 8, 2012 to Mar 6, 2013
      • Advisory employees · unset to 3.0
        Aug 8, 2012 to Mar 6, 2013
      • Employees · unset to 5.0
        Aug 8, 2012 to Mar 6, 2013
      • Discretionary RAUM · $1.2B to $1.0B
        Aug 8, 2012 to Mar 6, 2013
      • RAUM · $1.2B to $1.0B
        Aug 8, 2012 to Mar 6, 2013
      Signals
      1 dated events
      • Hughes Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 29, 2014 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026