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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

KEVIN C GALBRAITH

Advisor at STRATEGIC ADVISERS LLC

COVINGTON, KY | CINCINNATI, OH

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Search this name across graphsid dfx:ria:79e57374-846d-1d5f-6a7b-e50a5ef33f93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 3, 2015
First registration: Aug 3, 2015
Dual registered: yes, broker-dealer
Other names: Kevin C Galbraith|Kevin Christopher Galbraith
IAPD individual key: 6333794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	COVINGTON, KY\|CINCINNATI, OH\|COVINGTON, KY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 19, 2022	Mar 31, 2025	no	COVINGTON, KY	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	May 6, 2019	Nov 29, 2021	no	BELLBROOK, OH\|Columbus, OH\|Columbus, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 23, 2016	Dec 21, 2017	no	OAKWOOD, OH	Previous registration
EDWARD JONES	National bd RIA	Aug 3, 2015	Jul 22, 2016	no	CINCINNATI, OH\|ST LOUIS, MO\|Maryland Heights, MO\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 29, 2021	Jan 19, 2022	51	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	HUNTINGTON FINANCIAL ADVISORS	Dec 21, 2017	May 6, 2019	501	Firm change after gap	Ibd to ibd
EDWARD JONES	PNC WEALTH MANAGEMENT	Jul 22, 2016	Sep 23, 2016	63	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 19, 2022 to Mar 31, 2025factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 6, 2019 to Nov 29, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 23, 2016 to Dec 21, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 3, 2015 to Jul 22, 2016factForm ADV

Dated events

No dated event names this entity yet.