E•••• S•••

Advisor at D••••••••• W••••• M•••••••••

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79e66e7d-f8e5-1273-5916-cf49e4218156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 19, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• M•••••••••	Independent wealth	May 8, 2024	n/a	yes	WALNUT CREEK, CA	Current employment
R•• W••••• P•••••••	Independent wealth	Nov 3, 2023	Apr 9, 2024	no	San Rafael, CA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• W••••• P•••••••	D••••••••• W••••• M•••••••••	Apr 9, 2024	May 8, 2024	29	Firm change	RIA to RIA
P•••••• W••••• A••••••• G••••	R•• W••••• P•••••••	Nov 7, 2023	Nov 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
158718:156984:CA:2023-11-07	Nov 7, 2023	Nov 3, 2023	SAN RAFAEL, CA	Firm change

Relationships

Registered with (5)

→ D••••••••• W••••• M•••••••••Registered adviserregistration: current employment
May 8, 2024 to presentfactForm ADV
→ R•• W••••• P•••••••Registered adviserregistration: previous registration
Nov 3, 2023 to Apr 9, 2024factForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Oct 13, 2023 to Nov 7, 2023factForm ADV
→ T••• H•••••• L••

Dated events

Occurred
Apr 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79e66e7d-f8e5-1273-5916-cf49e4218156
First observed: Nov 19, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.