This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$19.8MItem 5.F on the latest filing (2022-08-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$18.7M

Private client RAUM

$19.8MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$9.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

40

Individual clients

40

High net worth clients

0

Custody, client assets

$0

SEC number

801-120189

CRD

312140

Filings on the tape

25

First filed

Dec 18, 2020

Latest filed

Aug 15, 2022

Organised

Limited Liability Company, New York

• Occurred

  Dec 18, 2020
  First Form ADV filing

  Essex Advisory filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:79e78cb6-e6c1-4851-2a28-3bf44c62530d

First observed

Dec 18, 2020

Last observed

Aug 15, 2022 49 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.