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Advisor at ESSEX ADVISORY
Canyon Lake, CA | BROOKLYN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESSEX ADVISORY | Former SEC adviser | Jan 23, 2026 | n/a | yes | BROOKLYN, NY|Canyon Lake, CA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 14, 2023 | Sep 19, 2023 | no | Farmington, CT | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 10, 2018 | Dec 31, 2022 | no | New Haven, CT | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 1, 2018 | Jul 31, 2018 | no | Hamden, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | ESSEX ADVISORY | Sep 19, 2023 | Jan 23, 2026 | 857 | Firm change after gap | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2022 | Jun 14, 2023 | 165 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 31, 2018 | Aug 10, 2018 | 10 | Firm change | Other |