DFX Intelligence

B••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B••••• I•••

CRD 110789

NEW YORK, NY

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Search this name across graphsid dfx:ria:79ec73a0-34cd-f820-9b04-481b5204d060

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: May 31, 2012 to May 27, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=70.0
Regulatory AUM: $40B••• Locked
Discretionary RAUM: $40B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 221

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C•••••• G••••• I•••	Shareholder	E	yes	01/1987	May 31, 2012	Sep 25, 2024
B••••• D••••• R•••••	DIRECTOR & VICE PRESIDENT	Na	yes	07/2017	May 31, 2012	Sep 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• M••••••••• I•••	n/a	Asset manager	$11B	N	yes	n/a
B•••• C•••••• M••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•••• C•••••• M••••••••• U• L••••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$40B	$36B	9.7%	$47B	-5.6%	221	196	1	0

Relationships

Affiliated with (2)

← B•••• C•••••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ B•••• C•••••• M••••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (14)

← M••••••••• L••••• S•OwnerDIRECTOR, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← S••••• R•••••• R••••••Owner

Dated events

Occurred
May 25, 2021
Regulatory AUM changed
B••••• I••• reported RAUM $47.0B, up 66% from $28.2B (2020-09-17 to 2021-05-25)
Form ADVobserved 7 days ago
$18.8B
Occurred
May 18, 2020
Control person joined
Richard Bronstein (Director) appeared on Schedule A of B••••• I•••
Form ADVobserved 7 days ago
Occurred
May 18, 2020
Control person joined
Rebecca Rachel Stern (Director) appeared on Schedule A of B••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79ec73a0-34cd-f820-9b04-481b5204d060
First observed: May 31, 2012
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.