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B•••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B•••• C•••••• M••••••••• I•••

CRD 110791

NEW YORK, NY

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Search this name across graphsid dfx:ria:f00fdfc5-057d-f921-9f00-59e13b3d98cd

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 2
Observed: May 31, 2012 to May 29, 2026
37 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

B•••• C•••••• M••••••••• I••• reported RAUM $10.8B, up 87% from $5.8B (2025-10-30 to 2026-05-29)

Dated 2026-05-29 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceMay 29, 2026 · seen 7 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• C•••••• M••••••••• I•••

Private equity manager · shared crd

Independent Sponsorsidentity

B•••• C•••••• M••••••••• I•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.66 institutional_share=0.24 related_bd=true related_bank=false bd_reps=70.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-05-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $364MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••• L•••	Other Private Fund	$500M	Sep 25, 2024	174	May 24, 2022	reported	021-1894319
B•••• U•• P••••••• F••• L•••	Other Private Fund	$149M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• C•••••• G••••• I•••	Shareholder	E	yes	11/1984	May 31, 2012	Sep 25, 2024
B••••• D••••• R•••••	DIRECTOR & VICE PRESIDENT	Na	yes	07/2017	May 31, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• I•••	n/a	Asset manager	$40B	N	yes	n/a
B•••• C•••••• M••••••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$11B	$3.0B	261.8%	$3.1B	51.6%	221	196	1	0

Relationships

Affiliated with (2)

→ B••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← B••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (5)

→ B•••• E••••••• M•••••• F••• L••Private fundOther Private Fund, IA
May 22, 2017 to presentfactForm ADV
→ B•••••• L•••

Dated events

Occurred
May 29, 2026
Regulatory AUM changed
B•••• C•••••• M••••••••• I••• reported RAUM $10.8B, up 87% from $5.8B (2025-10-30 to 2026-05-29)
Form ADVobserved 7 days ago
$5.0B
Occurred
May 21, 2025
Regulatory AUM changed
B•••• C•••••• M••••••••• I••• reported RAUM $5.8B, up 41% from $4.1B (2025-01-31 to 2025-05-21)
Form ADVobserved 7 days ago
$1.7B
Occurred
May 28, 2024
Regulatory AUM changed
B•••• C•••••• M••••••••• I••• reported RAUM $4.1B, up 37% from $3.0B (2023-10-05 to 2024-05-28)
Form ADVobserved 7 days ago
$1.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f00fdfc5-057d-f921-9f00-59e13b3d98cd
First observed: May 31, 2012
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← M••••••••• L••••• S•OwnerDIRECTOR, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← S••••• R•••••• R••••••OwnerDIRECTOR, SR. VICE PRESIDENT & CHIEF OPERATING OFFICER, ownership code NA, individual
May 18, 2020 to Sep 25, 2024factForm ADV
← B••••• R•••••• S••••••OwnerCHAIRMAN & CEO, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← W•••• P••••• C•OwnerDIRECTOR, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← G••••••••• C•••••••OwnerDIRECTOR, SENIOR VICE PRESIDENT & CO-CIO, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← N•••••• A••••• M••••OwnerDIRECTOR, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← B••••••• L••••• B••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 15, 2014 to Sep 25, 2024factForm ADV
← B••••• D••••• R•••••OwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← B••••• M••••••• R•OwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← P•••••••• P••••••• M••••••OwnerVICE PRESIDENT, GENERAL COUNSEL & SECRETARY, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← P•••• A•••••• J•••••OwnerDIRECTOR, SENIOR VICE PRESIDENT & CO-CIO, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← R••••••• S••••• J••OwnerDIRECTOR & VICE PRESIDENT, ownership code NA, individual
May 31, 2012 to Sep 25, 2024factForm ADV
← B•••• C•••••• G••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
May 31, 2012 to Sep 25, 2024factForm ADV
← B••••••••• R••••••OwnerDIRECTOR, ownership code NA, individual
May 18, 2020 to Sep 25, 2024factForm ADV

2024	Jan 31, 2025	$4.1B	$4.1B	210	45	0	4	n/a
2023	May 11, 2023	$3.0B	$3.0B	196	43	0	5	$458M
2022	May 24, 2022	$3.2B	$3.2B	171	38	0	5	$362M
2021	May 26, 2021	$3.1B	$3.1B	166	37	0	4	$300M
2020	May 18, 2020	$1.9B	$1.9B	166	36	0	4	$151M
2019	May 28, 2019	$1.8B	$1.8B	163	38	0	4	$141M
2018	May 25, 2018	$1.6B	$1.6B	149	36	0	4	$137M
2017	May 22, 2017	$938M	$938M	148	36	n/a	3	$90.7M
2016	May 27, 2016	$956M	$956M	141	33	n/a	2	$85.1M
2015	May 14, 2015	$2.2B	$2.2B	108	29	n/a	2	$98.4M
2014	May 20, 2014	$2.1B	$2.1B	98	27	n/a	2	$94.1M
2013	May 31, 2013	$1.4B	$1.4B	100	26	n/a	2	$78.5M
2012	May 31, 2012	$1.3B	$1.3B	n/a	n/a	n/a	2	$73.5M