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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DENNIS M MEEK

Advisor at CETERA INVESTMENT ADVISERS LLC

RICHLAND, MS

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Search this name across graphsid dfx:ria:79edc8af-f5e8-094a-be08-dd6fec977fc2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 31, 2011
First registration: Jan 28, 2015
Dual registered: yes, broker-dealer
Other names: DENNIS M MEEK|DENNIS M. MEEK|DENNIS M MEEK|Dennis Murphy Meek
IAPD individual key: 5925416

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	RICHLAND, MS	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jun 18, 2025	Sep 5, 2025	no	Richland, MS\|DALLAS, TX	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Jun 23, 2025	no	RICHLAND, MS	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 10, 2021	Jan 19, 2024	no	McKinney, TX\|RICHLAND, MS\|RICHLAND, MS	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 28, 2015	Feb 17, 2021	no	MADISON, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	AVANTAX ADVISORY SERVICES	Jun 23, 2025	Jun 18, 2025	-5	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
AVANTAX ADVISORY SERVICES	WOODBURY FINANCIAL SERVICES, INC.	Feb 17, 2021	Feb 10, 2021	-7	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:104556:MS:2025-06-23	Jun 23, 2025	Jun 18, 2025	RICHLAND, MS	Firm change

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 18, 2025 to Sep 5, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Jun 23, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 10, 2021 to Jan 19, 2024factForm ADV

Dated events

Occurred
Jun 23, 2025
Advisor changed firm
Dennis M Meek left Osaic Wealth, Inc. for Avantax Advisory Services (registered 2025-06-18)
Form ADVobserved 5 days ago