DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D••••• M• M•••

C••••• I••••••••• A••••••• L••BD affiliatedRichland, Msdual registrantIAPD 5925416

Feed of 09/14/2026

Also filed as D••••• M• M•••

At current firm

1 y

since Sep 5, 2025

In the industry

25 y

since Dec 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 5, 2025 · Richland, Ms
A•••••• A••••••• S••••••• former
Jun 18, 2025 to Sep 5, 2025 · Richland, Ms
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Jun 23, 2025 · Richland, Ms
W••••••• F•••••••• S•••••••• I••• former
Feb 10, 2021 to Jan 19, 2024 · Mckinney, Tx
A•••••• A••••••• S••••••• former
Jan 28, 2015 to Feb 17, 2021 · Madison, Ms

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to A•••••• A••••••• S•••••••
left Jun 23, 2025, registered Jun 18, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
A•••••• A••••••• S••••••• to W••••••• F•••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 10, 2021 (-7 days) · Affiliated broker-dealer or bank to another

Signals

D••••• M• M••• left O•••• W•••••• I••• for A•••••• A••••••• S••••••• (registered 2025-06-18)
Jun 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address