DFX Intelligence

C••••• T••••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

C••••• T••••••• H••••

Advisor at H•••• • A••••••••• W••••• M••••••••• L••

CARY, NC

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Search this name across graphsid dfx:ria:79f19e5e-d957-3388-00f8-c9ac9139b660

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• • A••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• • A••••••••• W••••• M••••••••• L••	Independent wealth	Dec 16, 2022	n/a	yes	CARY, NC	Current employment
W••••••••• P•••••••• L••	Independent wealth	Oct 14, 2020	Jan 4, 2023	no	CARY, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• P•••••••• L••	H•••• • A••••••••• W••••• M••••••••• L••	Jan 4, 2023	Dec 16, 2022	-19	Firm change	RIA to new firm
A••••••••• F•••••••• S•••••••• L••	W••••••••• P•••••••• L••	Oct 16, 2020	Oct 14, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
169584:323171:NC:2023-01-04	Jan 4, 2023	Dec 16, 2022	CARY, NC	Firm change
6363:169584:NC:2020-10-12	Oct 16, 2020	Oct 14, 2020	CARY, NC	Firm change

Relationships

Registered with (3)

→ H•••• • A••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 16, 2022 to presentfactForm ADV
→ W••••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2020 to Jan 4, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 31, 2001 to Oct 16, 2020factForm ADV

Dated events

Occurred
Jan 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79f19e5e-d957-3388-00f8-c9ac9139b660
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.