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R•••••• J••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

R•••••• J••••• E••••

Advisor at A••• A••••••• P•••••••

Birmingham, MI | NEW YORK, NY

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Search this name across graphsid dfx:ria:79fe62d5-ef91-48a8-cb39-9b2cde5d0d99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	Birmingham, MI\|NEW YORK, NY	Current employment
E••••••••• F•••••• L••	Former SEC adviser	Aug 24, 2018	Aug 21, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	E••••••••• F•••••• L••	Jul 11, 2025	Aug 24, 2018	-2,513	Firm change after gap	RIA to RIA
E••••••••• F•••••• L••	A••• A••••••• P•••••••	Aug 21, 2019

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 14, 2015 to Jul 11, 2025factForm ADV
→ E••••••••• F•••••• L••Registered adviserregistration: previous registration
Aug 24, 2018 to Aug 21, 2019factForm ADV

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
R•••••• J••••• E•••• left S•••••••• I••••••••• A•••••••• L•• for E••••••••• F•••••• L•• (registered 2018-08-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79fe62d5-ef91-48a8-cb39-9b2cde5d0d99
First observed: Sep 14, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.