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RIA / WealthAdvisor26 years in industry

SCOTT D TOOMASSON

Advisor at CERITY PARTNERS LLC

SAN FRANCISCO, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:79fee64f-8361-95df-1943-08da3fd831f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Mar 3, 2000
First registration: Sep 2, 2005
Dual registered: no
Other names: SCOTT D TOOMASSON|SCOTT DAVID TOOMASSON|SCOTT D TOOMASON
IAPD individual key: 3219070

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Nov 3, 2021	n/a	yes	NEW YORK, NY\|SAN FRANCISCO, CA	Current employment
B\|O\|S	Former SEC adviser	Sep 5, 2018	Nov 1, 2021	no	San Francisco, CA	Previous registration
EP WEALTH ADVISORS	Independent wealth	Jun 1, 2017	Jan 11, 2018	no	San Mateo, CA\|TORRANCE, CA	Previous registration
PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLC	Former SEC adviser	Feb 18, 2011	Jul 1, 2017	no	HALF MOON BAY, CA\|SAN MATEO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 9, 2008	Feb 13, 2009	no	OAKLAND, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 29, 2006	Feb 1, 2008	no	SAN FRANCISCO, CA	Previous registration
PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLC	Former SEC adviser	Sep 2, 2005	Nov 28, 2006	no	EL GRANADA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B\|O\|S	CERITY PARTNERS LLC	Nov 1, 2021	Nov 3, 2021	2	Firm change	RIA to RIA
EP WEALTH ADVISORS	B\|O\|S	Jan 11, 2018	Sep 5, 2018	237	Firm change	Other
PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLC	EP WEALTH ADVISORS	Jul 1, 2017	Jun 1, 2017	-30	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLC	Feb 13, 2009	Feb 18, 2011	735	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 1, 2008	Oct 9, 2008	251	Firm change	Wirehouse to wirehouse
PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLC	UBS FINANCIAL SERVICES INC.	Nov 28, 2006	Nov 29, 2006	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110496:151559:CA:2021-11-01	Nov 1, 2021	Nov 3, 2021	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (6)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ B|O|SRegistered adviserregistration: previous registration
Sep 5, 2018 to Nov 1, 2021factForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Jun 1, 2017 to Jan 11, 2018factForm ADV
→ PRIVATE CAPITAL MANAGEMENT ASSOCIATES LLCRegistered adviserregistration: previous registration
Feb 18, 2011 to Jul 1, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 9, 2008 to Feb 13, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 29, 2006 to Feb 1, 2008factForm ADV

Dated events

No dated event names this entity yet.