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Advisor at FIRST LIGHT WEALTH ADVISORS, LLC
LITTLE FALLS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST LIGHT WEALTH ADVISORS, LLC | Independent wealth | Apr 6, 2018 | n/a | yes | LITTLE FALLS, NJ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 6, 2011 | Oct 23, 2017 | no | Conshohocken, PA|LITTLE FALLS, NJ | Previous registration |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | n/a | May 24, 2006 | Apr 30, 2007 | no | MILWAUKEE, WI | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 15, 2005 | Oct 7, 2011 | no | GLEN ROCK, NJ|Park Ridge, NJ|MONTVALE, NJ|GLEN ROCK, NJ|Park Ridge, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | FIRST LIGHT WEALTH ADVISORS, LLC | Oct 23, 2017 | Apr 6, 2018 | 165 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | Oct 7, 2011 | May 24, 2006 | -1,962 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 30, 2007 | Oct 6, 2011 | 1,620 | Firm change after gap | Other |