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Advisor at LEVEL FOUR ADVISORY SERVICES
DALLAS, TX | ROANOKE, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Aug 17, 2022 | n/a | yes | DALLAS, TX|ROANOKE, VA | Current employment |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | Oct 25, 2010 | Oct 31, 2022 | no | ROANOKE, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 8, 2007 | May 28, 2009 | no | ROANOKE, VA|ROANOKE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID-ATLANTIC SECURITIES, INC. | LEVEL FOUR ADVISORY SERVICES | Oct 31, 2022 | Aug 17, 2022 | -75 | Firm change after gap | RIA to ibd |
| WELLS FARGO ADVISORS | MID-ATLANTIC SECURITIES, INC. | May 28, 2009 | Oct 25, 2010 | 515 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18836:134086:VA:2022-10-31 | Oct 31, 2022 | Aug 17, 2022 | ROANOKE, VA | Firm change after gap |