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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

THOMAS J GOODSON

Advisor at THE AMERIFLEX GROUP

Santa Barbara, CA | Las Vegas, NV

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE AMERIFLEX GROUP
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jun 24, 1985
First registration: Nov 27, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1332233

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE AMERIFLEX GROUP	Bd affiliated wealth	Jan 10, 2020	n/a	yes	Santa Barbara, CA\|Las Vegas, NV	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Jul 17, 2025	no	LAS VEGAS, NV	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 18, 2012	Sep 1, 2023	no	SANTA BARBARA, CA\|SCOTTSDALE, AZ\|LAS VEGAS, NV\|LAS VEGAS, NV	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 23, 2009	Jan 18, 2012	no	LAVISTA, NE	Previous registration
BRECEK & YOUNG ADVISORS, INC.	Former SEC adviser	Nov 27, 2000	Jan 23, 2009	no	SANTA BARBARA, CA\|FOLSOM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	n/a	Jul 17, 2025	n/a	n/a	Departure no registered destination	Departure
SAGEPOINT FINANCIAL, INC.	THE AMERIFLEX GROUP	Sep 1, 2023	Jan 10, 2020	-1,330	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	SAGEPOINT FINANCIAL, INC.	Jan 18, 2012	Jan 18, 2012	0	Firm change	Other
BRECEK & YOUNG ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 23, 2009	Jan 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ THE AMERIFLEX GROUPRegistered adviserregistration: current employment
Jan 10, 2020 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Jul 17, 2025factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 18, 2012 to Sep 1, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 23, 2009 to Jan 18, 2012factForm ADV
→ BRECEK & YOUNG ADVISORS, INC.Registered adviserregistration: previous registration
Nov 27, 2000 to Jan 23, 2009factForm ADV

Dated events

Occurred
Jul 17, 2025
Advisor departed, no destination yet
Thomas J Goodson no longer registered at Osaic Wealth, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Sep 1, 2023
Advisor changed firm
Thomas J Goodson left Sagepoint Financial, Inc. for The Ameriflex Group (registered 2020-01-10)
Form ADVobserved 6 days ago