DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J• G••••••

T•• A•••••••• G••••BD affiliatedSanta Barbara, Ca dual registrantIAPD 1332233

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

6 y

since Jan 10, 2020

In the industry

41 y

since Jun 24, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• G•••• BD affiliated current
since Jan 10, 2020 · Santa Barbara, Ca
O•••• W•••••• I••• BD affiliated
Sep 1, 2023 to Jul 17, 2025 · Las Vegas, Nv
S•••••••• F••••••••• I••• former
Jan 18, 2012 to Sep 1, 2023 · Santa Barbara, Ca
S••••••••• A•••••• A•••••••• I••• former
Jan 23, 2009 to Jan 18, 2012 · Lavista, Ne
B••••• • Y•••• A•••••••• I••• former
Nov 27, 2000 to Jan 23, 2009 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to no registered destination
left Jul 17, 2025 · Departure, no registered destination
S•••••••• F••••••••• I••• to T•• A•••••••• G••••
left Sep 1, 2023, registered Jan 10, 2020 (-1330 days) · Other
S••••••••• A•••••• A•••••••• I••• to S•••••••• F••••••••• I•••
left Jan 18, 2012, registered Jan 18, 2012 (0 days) · Other
B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move

Signals

T••••• J• G•••••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Jul 17, 2025 · Advisor departure · fact
T••••• J• G•••••• left S•••••••• F••••••••• I••• for T•• A•••••••• G•••• (registered 2020-01-10)
Sep 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address