DFX Intelligence

G•••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

G•••••••• P••••••

Advisor at M••••• S••••••

South Kingstown, RI | Newport, RI

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Search this name across graphsid dfx:ria:7a11ae54-4d20-22fc-95bf-2f6254ef7352

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 12, 2022	n/a	yes	South Kingstown, RI\|Newport, RI	Current employment
P••••••••• P••••••• G••••	Independent wealth	Dec 15, 2020	Oct 24, 2022	no	WESTERLY, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P••••••• G••••	M••••• S••••••	Oct 24, 2022	Dec 12, 2022	49	Firm change	RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P••••••••• P••••••• G••••	Oct 19, 2020	Dec 15, 2020

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ P••••••••• P••••••• G••••Registered adviserregistration: previous registration
Dec 15, 2020 to Oct 24, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 25, 2016 to Oct 19, 2020factForm ADV

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a11ae54-4d20-22fc-95bf-2f6254ef7352
First observed: Nov 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.