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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOSEPH ROBERT ROSSI

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 28, 1996
First registration: Apr 10, 2002
Dual registered: yes, broker-dealer
Other names: JOE ROSSI|Joseph Robert Rossi|Joseph Rossi
IAPD individual key: 2645740

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Apr 3, 2024	n/a	yes	COLUMBUS, OH	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 14, 2018	Nov 8, 2023	no	Lone Tree, CO	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 24, 2015	Jan 12, 2017	no	DENVER, CO	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 30, 2013	Jan 15, 2015	no	DENVER, CO	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jan 8, 2007	May 30, 2007	no	SALT LAKE CITY, UT	Previous registration
ZIONS DIRECT, INC.	n/a	Sep 7, 2006	Dec 31, 2006	no	GREENWOOD VILLAGE, CO	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 25, 2005	Sep 12, 2006	no	LITTLETON, CO\|Highlands Ranch, CO\|HIGHLANDS RANCH, CO\|LONE TREE, CO\|LONE TREE, CO	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Aug 12, 2004	Aug 8, 2005	no	ENGLEWOOD, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 4, 2003	Jun 23, 2004	no	HOUSTON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 10, 2002	Dec 10, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	NATIONWIDE INVESTMENT ADVISORS, LLC	Nov 8, 2023	Apr 3, 2024	147	Firm change	Ibd to ibd
PRINCIPAL SECURITIES, INC.	CHARLES SCHWAB & CO., INC.	Jan 12, 2017	Nov 14, 2018	671	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	PRINCIPAL SECURITIES, INC.	Jan 15, 2015	Jun 24, 2015	160	Firm change	Other
ZIONS CAPITAL ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	May 30, 2007	May 30, 2013	2,192	Firm change after gap	Other
ZIONS DIRECT, INC.	ZIONS CAPITAL ADVISORS, INC.	Dec 31, 2006	Jan 8, 2007	8	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	ZIONS DIRECT, INC.	Sep 12, 2006	Sep 7, 2006	-5	Firm change	Other
FIRST HORIZON ADVISORS, INC	U.S. BANCORP INVESTMENTS, INC.	Aug 8, 2005	Oct 25, 2005	78	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	FIRST HORIZON ADVISORS, INC	Jun 23, 2004	Aug 12, 2004	50	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO INVESTMENTS, LLC	Dec 10, 2003	Dec 4, 2003	-6	Firm change	Other

Relationships

Registered with (10)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 14, 2018 to Nov 8, 2023factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 24, 2015 to Jan 12, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 30, 2013 to Jan 15, 2015factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 8, 2007 to May 30, 2007factForm ADV
→ ZIONS DIRECT, INC.Registered adviserregistration: previous registration
Sep 7, 2006 to Dec 31, 2006factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 25, 2005 to Sep 12, 2006factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Aug 12, 2004 to Aug 8, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 4, 2003 to Jun 23, 2004factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 10, 2002 to Dec 10, 2003factForm ADV

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
Joseph Robert Rossi left Charles Schwab & Co., Inc. for Nationwide Investment Advisors, Llc (registered 2024-04-03)
Form ADVobserved 6 days ago