DFX Intelligence

B• B•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

B• B•••••• M•••••

Advisor at A••••••• F••••••••• L•••

FOLSOM, CA | KENNESAW, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a23d87b-42a2-3707-308d-371d2591a500

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Apr 3, 2025	n/a	yes	KENNESAW, GA\|FOLSOM, CA	Current employment
M••••••	Bd affiliated wealth	Aug 22, 2023	Mar 17, 2025	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	A••••••• F••••••••• L•••	Mar 17, 2025	Apr 3, 2025	17	Firm change	Ibd to ibd
T•• M••••• G••••• L••	M••••••	Aug 10, 2023	Aug 22, 2023

Relationships

Registered with (7)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Apr 3, 2025 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Aug 22, 2023 to Mar 17, 2025factForm ADV
→ T•• M••••• G••••• L••Registered adviserregistration: previous registration
Aug 27, 2021 to Aug 10, 2023factForm ADV
→ F••••• • P••• W••••• M••••••••• I•••

Dated events

Occurred
Mar 17, 2025
Advisor changed firm
B• B•••••• M••••• left Mariner for A••••••• F••••••••• L••• (registered 2025-04-03)
Form ADVobserved 7 days ago
Occurred
Aug 10, 2023
Advisor changed firm
B• B•••••• M••••• left T•• M••••• G••••• L•• for Mariner (registered 2023-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a23d87b-42a2-3707-308d-371d2591a500
First observed: May 12, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.