DFX Intelligence

A••••• C• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)39 years in industry

A••••• C• C••••

Advisor at P••• A••••• S••••••••• L••

Honolulu, HI | HONOLULU, HI

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Search this name across graphsid dfx:ria:7a2aa15a-eff4-9748-e934-9eb8c9da66a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Aug 13, 2021	n/a	yes	HONOLULU, HI\|Honolulu, HI	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Dec 2, 2016	Aug 17, 2021	no	HONOLULU, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	P••• A••••• S••••••••• L••	Aug 17, 2021	Aug 13, 2021	-4	Firm change	Ibd to ibd
J• W• C••• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Dec 23, 2016	Dec 2, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:46173:HI:2021-08-17	Aug 17, 2021	Aug 13, 2021	HONOLULU, HI	Firm change
112294:110518:FL:2016-12-23	Dec 23, 2016	Dec 2, 2016	TAMPA, FL	Firm change

Relationships

Registered with (5)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Aug 13, 2021 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2016 to Aug 17, 2021factForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
May 10, 2013 to Dec 23, 2016factForm ADV
→ F•••••••• A••••••• O• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a2aa15a-eff4-9748-e934-9eb8c9da66a5
First observed: Oct 10, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.