DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adelia C Chung
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Adelia C Dung
At current firm
5 y
since Aug 13, 2021
In the industry
39 y
since Jan 9, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Park Avenue Securities LLC BD affiliated currentsince Aug 13, 2021 · Honolulu, Hi
- Securities America Advisors, Inc. formerDec 2, 2016 to Aug 17, 2021 · Honolulu, Hi
- J. W. Cole Advisors, Inc. BD affiliatedMay 10, 2013 to Dec 23, 2016 · Tampa, Fl
- Financial Advisers Of America, LLC formerFeb 16, 2011 to May 10, 2013 · Honolulu, Hi
- Spectrum Wealth Management, LLC unclassifiedOct 10, 2006 to Feb 1, 2011 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Park Avenue Securities LLCleft Aug 17, 2021, registered Aug 13, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- J. W. Cole Advisors, Inc. to Securities America Advisors, Inc.left Dec 23, 2016, registered Dec 2, 2016 (-21 days) · Other · moved with a team
- Financial Advisers Of America, LLC to J. W. Cole Advisors, Inc.left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
- Spectrum Wealth Management, LLC to Financial Advisers Of America, LLCleft Feb 1, 2011, registered Feb 16, 2011 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address