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CRD 108906
LARKSPUR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H••••••••• J•••• D••••• | MANAGING PARTNER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 01/2006 | Mar 17, 2012 | Dec 6, 2024 |
| P••• B•••• | Secretary | B | no | 01/2006 | Mar 17, 2012 | Dec 6, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Berkeley | CA | United States | 1 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 5 | -5 | n/a | 0 | 0 | 0 | 0 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $625M | $481M | 29.9% | $385M | 17.5% | 7 | 8 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••• W••••• | 5 | May 5, 2026 | Apr 23, 2026 | CORTE MADERA, CA | Firm absorbed | RIA to RIA | 100.0% |
| Jan 21, 2026 |
| $625M |
| $625M |
| 7 |
| 3 |
| 2 |
| n/a |
| n/a |
| 2024 | Feb 20, 2025 | $481M | $481M | 8 | 3 | 2 | n/a | n/a |
| 2023 | Feb 13, 2024 | $427M | $427M | 7 | 3 | 2 | n/a | n/a |
| 2022 | Feb 20, 2023 | $385M | $385M | 7 | 3 | 2 | n/a | n/a |
| 2021 | Mar 3, 2022 | $434M | $434M | 7 | 3 | 2 | n/a | n/a |
| 2020 | Feb 26, 2021 | $371M | $371M | 7 | 3 | 2 | n/a | n/a |
| 2019 | Feb 18, 2020 | $328M | $328M | 5 | 3 | 2 | n/a | n/a |
| 2018 | Feb 22, 2019 | $265M | $265M | 6 | 3 | 2 | n/a | n/a |
| 2017 | Mar 7, 2018 | $262M | $262M | 6 | 3 | 2 | n/a | n/a |
| 2016 | Feb 21, 2017 | $221M | $221M | 5 | 3 | n/a | n/a | n/a |
| 2015 | Feb 1, 2016 | $216M | $216M | 5 | 3 | n/a | n/a | n/a |
| 2014 | Jan 28, 2015 | $207M | $207M | 5 | 3 | n/a | n/a | n/a |
| 2013 | Feb 17, 2014 | $187M | $187M | 5 | 3 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $159M | $159M | 5 | 2 | n/a | n/a | n/a |
| 2011 | Mar 17, 2012 | $132M | $132M | n/a | n/a | n/a | n/a | n/a |