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Advisor at ALDERS FINANCIAL SOLUTIONS
NOVATO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | State registered | Jul 1, 2020 | n/a | yes | NOVATO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 18, 2018 | n/a | yes | NOVATO, CA | Current employment |
| ALDERS FINANCIAL SOLUTIONS | Former SEC adviser | Dec 3, 2019 | Dec 8, 2020 | no | NOVATO, CA | Previous registration |
| FINANCIAL CONNECTIONS GROUP, INC. | Former SEC adviser | Nov 9, 2016 | Jan 2, 2018 | no | LARKSPUR, CA | Previous registration |
| POLARIS WEALTH ADVISORY GROUP | Former SEC adviser | Mar 3, 2016 | Apr 29, 2016 | no | SAN RAFAEL, CA | Previous registration |
| TITUS WEALTH MANAGEMENT | Former SEC adviser | Mar 31, 2015 | Jan 15, 2016 | no | LARKSPUR, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 27, 2012 | Jan 9, 2015 | no | GREENBRAE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALDERS FINANCIAL SOLUTIONS | ALDERS FINANCIAL SOLUTIONS | Dec 8, 2020 | Jul 1, 2020 | -160 | Channel change | RIA to state RIA |
| FINANCIAL CONNECTIONS GROUP, INC. | LPL FINANCIAL LLC | Jan 2, 2018 | Jan 18, 2018 | 16 | Firm change | Other |
| POLARIS WEALTH ADVISORY GROUP | FINANCIAL CONNECTIONS GROUP, INC. | Apr 29, 2016 | Nov 9, 2016 | 194 | Firm change | Other |
| TITUS WEALTH MANAGEMENT | POLARIS WEALTH ADVISORY GROUP | Jan 15, 2016 | Mar 3, 2016 | 48 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | TITUS WEALTH MANAGEMENT | Jan 9, 2015 | Mar 31, 2015 | 81 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136025:308385:CA:2020-12-08 | Dec 8, 2020 | Jul 1, 2020 | NOVATO, CA | Firm change after gap |