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Advisor at MERCER GLOBAL ADVISORS INC.
Colleyville, TX | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Aug 17, 2023 | n/a | yes | Colleyville, TX|DENVER, CO | Current employment |
| STEWARD WEALTH MANAGEMENT | Former SEC adviser | Apr 2, 2007 | Oct 31, 2023 | no | COLLEYVILLE, TX | Previous registration |
| ADVANCED PLANNING, INC. | n/a | Jul 21, 2006 | Apr 19, 2007 | no | GRAPEVINE, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 17, 2006 | Apr 11, 2007 | no | GRAPEVINE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEWARD WEALTH MANAGEMENT | MERCER GLOBAL ADVISORS INC. | Oct 31, 2023 | Aug 17, 2023 | -75 | Firm change after gap | RIA to RIA |
| ADVANCED PLANNING, INC. | STEWARD WEALTH MANAGEMENT | Apr 19, 2007 | Apr 2, 2007 | -17 | Firm change | Other |
| LPL FINANCIAL LLC | ADVANCED PLANNING, INC. | Apr 11, 2007 | Jul 21, 2006 | -264 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143513:147363:TX:2023-10-31 | Oct 31, 2023 | Aug 17, 2023 | COLLEYVILLE, TX | Firm change after gap |