RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• E••••• H••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Aug 17, 2023 · Colleyville, Tx
- S•••••• W••••• M••••••••• formerApr 2, 2007 to Oct 31, 2023 · Colleyville, Tx
- A••••••• P•••••••• I••• unclassifiedJul 21, 2006 to Apr 19, 2007 · Grapevine, Tx
- L•• F•••••••• L•• BD affiliatedApr 17, 2006 to Apr 11, 2007 · Grapevine, Tx
- S•••••• W••••• M••••••••• to M••••• G••••• A••••••• I•••left Oct 31, 2023, registered Aug 17, 2023 (-75 days) · RIA to RIA · moved with a team
- A••••••• P•••••••• I••• to S•••••• W••••• M•••••••••left Apr 19, 2007, registered Apr 2, 2007 (-17 days) · Other
- L•• F•••••••• L•• to A••••••• P•••••••• I•••left Apr 11, 2007, registered Jul 21, 2006 (-264 days) · Other
- V•••••• E••••• H•••••• left S•••••• W••••• M••••••••• for M••••• G••••• A••••••• I••• (registered 2023-08-17)Oct 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address