DFX Intelligence

F••••• F•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••• F•••••••• S•••••••• I•••

CRD 144473

MELBOURNE, FL

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Search this name across graphsid dfx:ria:7a3c6211-b36f-26ca-4a36-a3252d115085

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2024 to Feb 13, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $205M••• Locked
Discretionary RAUM: $205M
Private client RAUM: $180Mderived••• Locked
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $51.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• A•• N•••••	Certified Financial Planner\|Personal Financial Specialist	MELBOURNE, FL	11	18	1	no
T••••• P• F•••••	Certified Financial Planner\|Personal Financial Specialist	MELBOURNE, FL	11	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• T•••••• P•	President	C	yes	12/2000	Feb 15, 2024	Aug 13, 2024
N•••••• B••••••• A••	VICE PRESIDENT	C	yes	08/2022	Feb 15, 2024	Aug 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• A• N•••••	n/a	n/a	n/a	Y	yes	n/a
F•••••• N••••• • P•••••• L••	n/a	n/a	n/a	Y	yes	n/a
M•••••• A• T•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 13, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$205M	$169M	21.4%	n/a	n/a	4	3	0	0

Relationships

Registered with (4)

← T•••• L••• H••••••Advisorregistration: current employment
May 30, 2025 to presentfactForm ADV
← M•••••• A•••• T•••••••••Advisorregistration: current employment
Aug 1, 2022 to presentfactForm ADV
← T••••• P• F•••••Advisorregistration: previous registration
Aug 3, 2015 to Dec 31, 2017factForm ADV
← B•••••• A•• N•••••

Dated events

Occurred
Feb 15, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a3c6211-b36f-26ca-4a36-a3252d115085
First observed: Feb 15, 2024
Last observed: Feb 13, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.