DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Flavin Financial Services, Inc.
Latest filing Feb 13, 2026
First filing on the tape Feb 15, 2024 · 7 filings
SEC status approved since Mar 19, 2024
RAUM
$205M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$180M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$51.2M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$205M as of Feb 13, 2026
Feb 25, 2025$169M then
HNW client RAUM$134M as of Feb 13, 2026
Feb 25, 2025$107M then
State-registered IARs (5.B.3)4 as of Feb 13, 2026
Feb 25, 20253 then
Employees (5.A)4 as of Feb 13, 2026
Feb 25, 20253 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $51.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $446,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M65%
- Individuals$46.2M23%
- Pension and profit-sharing plans$15.5M7.5%
- Corporations and businesses$9.4M4.6%
- Individual clients
- 125reported
- HNW clients
- 47reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 459reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barbara Ann NooneyCertified Financial Planner, Personal Financial Specialist | Melbourne, Fl | May 18, 2015 | 18 y | 1 |
| Thomas P FlavinCertified Financial Planner, Personal Financial Specialist | Melbourne, Fl | Aug 3, 2015 | 27 y | 1 |
| Matthew Aaron TreskovichCertified Financial Planner | Melbourne, Fl | Aug 1, 2022 | 16 y | 1 |
| Tyler Lynn HeckmanCertified Financial Planner | Melbourne, Fl | May 30, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Matthew Aaron Treskovich from Cps Investment AdvisorsAug 1, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P Thomas Flavin · Presidentcontrolsince 12/2000 · owns 25% to 50%
- Ann Barbara Nooney · Vice Presidentcontrolsince 08/2022 · owns 25% to 50%
- Aaron Matthew Treskovich · Vice President And Chief Compliance Officercontrolsince 01/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
- Barbara A. Nooneyinsurancey
- Flavin, Nooney & Person, LLCinsurancey
- Matthew A. Treskovichinsurancey
- Thomas P. Flavininsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Melbourne, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 417 to 459Jul 15, 2025 to Feb 13, 2026
- Advisory employees · 3 to 4Jul 15, 2025 to Feb 13, 2026
- HNW clients · 38 to 47Jul 15, 2025 to Feb 13, 2026
- Individual clients · 119 to 125Jul 15, 2025 to Feb 13, 2026
- Pension plan clients · 8 to 10Jul 15, 2025 to Feb 13, 2026
- Employees · 3 to 4Jul 15, 2025 to Feb 13, 2026
- State-registered IARs · 3 to 4Jul 15, 2025 to Feb 13, 2026
- Discretionary RAUM · $169M to $205MJul 15, 2025 to Feb 13, 2026
- HNW RAUM · $107M to $134MJul 15, 2025 to Feb 13, 2026
- Individual RAUM · $44.3M to $46.2MJul 15, 2025 to Feb 13, 2026
- Pension RAUM · $9.4M to $15.5MJul 15, 2025 to Feb 13, 2026
- RAUM · $169M to $205MJul 15, 2025 to Feb 13, 2026
- Financial planning clients · 51-100 to 51-100May 21, 2025 to Jul 15, 2025
- Accounts · 376 to 417Aug 13, 2024 to Feb 25, 2025
- HNW clients · 31 to 38Aug 13, 2024 to Feb 25, 2025
- Individual clients · 107 to 119Aug 13, 2024 to Feb 25, 2025
- Pension plan clients · 10 to 8Aug 13, 2024 to Feb 25, 2025
- Financial planning clients · 26-50 to 51-100Aug 13, 2024 to Feb 25, 2025
- Discretionary RAUM · $130M to $169MAug 13, 2024 to Feb 25, 2025
- HNW RAUM · $82.2M to $107MAug 13, 2024 to Feb 25, 2025
- Individual RAUM · $34.7M to $44.3MAug 13, 2024 to Feb 25, 2025
- Pension RAUM · $9.5M to $9.4MAug 13, 2024 to Feb 25, 2025
- RAUM · $130M to $169MAug 13, 2024 to Feb 25, 2025
Signals
1 dated events
- Flavin Financial Services, Inc. filed its initial SEC registration (Form ADV)Feb 15, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cpa-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- flavincpa.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (321) 725-4700reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- flavincpa.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026