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Advisor at MORGAN STANLEY
Sandy, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 13, 2023 | n/a | yes | Sandy, UT | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jul 19, 2016 | Sep 5, 2023 | no | Sandy, UT|ARLINGTON, VA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Dec 9, 2015 | Jul 19, 2016 | no | Draper, UT | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Dec 9, 2015 | Jul 19, 2016 | no | DRAPER, UT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 10, 2013 | Jun 11, 2015 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Jan 13, 2023 | -235 | Bulk transfer | RIA to wirehouse |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Jul 19, 2016 | Jul 19, 2016 | 0 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jul 19, 2016 | Dec 9, 2015 | -223 | Channel change | Other |
| WELLS FARGO ADVISORS | TD AMERITRADE, INC. | Jun 11, 2015 | Dec 9, 2015 | 181 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:42159:UT:2016-07-11 | Jul 19, 2016 | Jul 19, 2016 | DRAPER, UT | Firm change |
| 7870:111514:UT:2016-07-11 | Jul 19, 2016 | Dec 9, 2015 | DRAPER, UT | Firm change after gap |