DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
Los Angeles, CA | BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 9, 2024 | n/a | yes | Los Angeles, CA|BEVERLY HILLS, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 5, 2022 | Dec 12, 2023 | no | LONG BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 11, 2019 | Jan 5, 2022 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Dec 12, 2023 | Sep 9, 2024 | 272 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jan 5, 2022 | Jan 5, 2022 | 0 | Channel change | Wirehouse to wirehouse |